SM-ECO-10060 · Member

AU-ECO-10060au-eco-10060.ai

SM-ECO-10060 defines the jurisdiction binding of a signed capital-product record and the market chapter from which that binding is published. Each chapter preserves the market's duties, authorities, sources, dates, conditions and exact section versions, with the producing node's signature. The jurisdiction namespace maps explicitly to the market value carried in the receipt. Member pages, node pages and specialised readouts derive from the same immutable chapter; ACM rule revisions point to the chapter evidence that produced them. SM-ECO makes the market context recoverable across the family while keeping separate the responsibilities of sourced content, clearance, orderability, venue reference and proof of the read.

Australia · AU-ECO-10060 · Member · Australia under SM-ECO-10060

Allooloo node	`au-cm-kg` · Azure region Australia East · records served from New South Wales
Record door	https://mcp.au-cm-kg.ai/mcp Agent Card: https://agent.au-cm-kg.ai/.well-known/agent-card.json
Exchanges on the record	ASX · NSX · TMX-AU
Orderability door	https://mcp.au-cm-kg.ai/mcp get_orderability (AIO-10060)
Receipts door	mcp.rco-records.ai/mcp (RCO-10060 · Record of Cleared Orders)
Example record	https://mcp.au-cm-kg.ai/record/ASX/BHP
Market duty page	au-eco.ai
Market issuer page	https://au-issuer.ai/

Appendix A · ECO market section

ECO · au.eco.v8 · supersedes au.eco.v7 · produced 2026-11-14T20:03:16Z · signed on the node door

The catalogue starts from identifying the duty, obtaining the relevant facts, recognising constraints, supporting an action and preserving evidence. It retains the current page's sourceable information and extends the chapter beyond the page. Each regime is scoped to the instruments, actors and activities its evidence applies to. No tax or settlement value is treated as universal to a market.

`jurisdiction_scope`Territory, regime boundaries and cross-border applicability	territory Australia regime Design and distribution obligations in Pt 7.8A of the Corporations Act applicability issuers and distributors of financial products that are available for acquisition by issue or by regulated sale in Australia source https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf · dated September 2024
`competent_authorities`Regulators, competent authorities and allocation of responsibility	Australian Securities and Investments Commission (ASIC) - "Australia's integrated corporate, markets, financial services and consumer credit regulator" source https://asic.gov.au/about-asic/what-we-do/ · dated not found
`duty_map`Applicable product-governance and suitability duties by activity and actor	duty Prepare a TMD rule s994B regulator ASIC source_url https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf source_date September 2024 read_at 2026-11-01T00:34:59Z duty Make the TMD publicly available rule s994B(9) regulator ASIC source_url https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf source_date September 2024 read_at 2026-11-01T00:34:59Z duty Take reasonable steps in relation to distribution rule s994E(1) regulator ASIC source_url https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf source_date September 2024 read_at 2026-11-01T00:34:59Z duty Review the TMD to ensure that it remains appropriate rule s994C regulator ASIC source_url https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf source_date September 2024 read_at 2026-11-01T00:34:59Z duty Notify ASIC of ‘significant dealings’ rule s994G regulator ASIC source_url https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf source_date September 2024 read_at 2026-11-01T00:34:59Z duty Take reasonable steps in relation to distribution rule s994E(3) regulator ASIC source_url https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf source_date September 2024 read_at 2026-11-01T00:34:59Z duty Notify the issuer of ‘significant dealings’ rule s994F(6) regulator ASIC source_url https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf source_date September 2024 read_at 2026-11-01T00:34:59Z duty Keep records rule s994F(3) regulator ASIC source_url https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf source_date September 2024 read_at 2026-11-01T00:34:59Z source https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf · dated September 2024
`issuer_and_listing_scope`Domicile, listing and issuer-status distinctions	primary_vs_secondary The DDO regime applies to primary or initial offerings of financial products to retail clients; it does not apply to trading of products on secondary markets source https://treasury.gov.au/sites/default/files/2019-09/190910_es_ddo.pdf · dated 2019-09-10
`exchanges_and_venues`Venue identities linked to AMP records	name ASX (Australian Securities Exchange; listing rules operator) listings_page https://www.asx.com.au/markets/trade-our-cash-market/directory source https://www.asx.com.au/markets/trade-our-cash-market/directory · dated not found
`information_stores`Authoritative regulated-information repositories	ASX market announcements (Market Announcements Office / platform; today's and historical announcements). Periodic disclosure is 'made to ASX's market announcements office' source https://www.asx.com.au/markets/trade-our-cash-market/announcements · dated not found
`store_lookup`Documented lookup methods and identifier requirements	ASX Historical announcements search page (under Markets > Trade our cash market); page text does not confirm search-by-code or a per-company URL pattern source https://www.asx.com.au/markets/trade-our-cash-market/historical-announcements · dated not found
`periodic_reporting`Periodic duties, deadlines, triggering events and exceptions	report Half-year (Appendix 4D with half-year accounts, LR 4.2A) deadline no later than 2 months (75 days for a mining exploration entity or oil and gas exploration entity) after the end of the half year report Preliminary final report (Appendix 4E, LR 4.3A/4.3B) deadline no later than two months after the end of the accounting period report Annual report (LR 4.5) deadline when lodged with ASIC and in any event no later than three months after the end of the accounting period source https://www.asx.com.au/documents/rules/Chapter04.pdf · dated not found
`ad_hoc_disclosure`Event-driven and inside-information disclosure obligations	ASX Listing Rule 3.1: "Once an entity is or becomes aware of any information concerning it that a reasonable person would expect to have a material effect on the price or value of the entity's securities, the entity must immediately tell ASX that information." Exceptions in LR 3.1A; guidance in Guidance Note 8 source https://www.asx.com.au/documents/rules/Chapter03.pdf · dated not found
`filing_formats`Required formats, validation requirements and document types	document Half-year information under rule 4.2A (Appendix 4D) format documents must be merged into one pdf file to be eLodged document Preliminary final report under rule 4.3A (Appendix 4E) format documents must be merged into one pdf file to be eLodged source https://www.asx.com.au/documents/rules/Chapter04.pdf · dated 1 December 2019
`filing_languages`Required or accepted languages and translation conditions	Documents given to ASX that are not in English must be accompanied by an English translation (Guidance Note 8 s4.19, re overseas-exchange documents) source https://www.asx.com.au/content/dam/asx/rules-guidance-notes-waivers/asx-listing-rules/guidance-notes/gn08-continuous-disclosure.pdf · dated not found
`prospectus_regime`Offering and admission requirements, exemptions and thresholds	requirement A copy of any disclosure document or PDS must be given to ASX immediately after it is lodged with ASIC or the overseas regulator; a copy of the information memorandum must be given to ASX before it is issued to prospective investors (Listing Rule 3.10.4) source https://www.asx.com.au/documents/rules/Chapter03.pdf · dated 1 December 2019
`product_disclosures`Product documents and pre-contract information duties	document Target market determination (TMD) duty An issuer must ensure that the TMD is available to the public free of charge before it distributes a financial product (s994B(9)) source https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf · dated September 2024
`takeover_regime`Offer rules, control triggers and shareholder treatment	rule Suspension of quotation following compulsory acquisition after a takeover bid detail In the case of a compulsory acquisition following a takeover bid, ASX will suspend quotation of an entity's securities 5 business days after it receives a copy of the compulsory acquisition notice sent to holders of securities in the bid class source_rule ASX Listing Rule 17.4 rule Suspension of quotation following compulsory acquisition under Part 6A.2 of the Corporations Act detail ASX will suspend quotation 5 business days after written notice that the objection period has ended without objection from holders of at least 10% of the securities covered, or that the court has approved the acquisition under section 664F source_rule ASX Listing Rule 17.4A source https://www.asx.com.au/documents/rules/Chapter17.pdf · dated 1 December 2019
`ownership_reporting`Significant holdings, beneficial ownership and notification duties	not found
`short_selling`Restrictions, disclosure, locate or borrowing requirements, emergency measures	instrument ASIC Corporations (Short Selling) Instrument 2018/745 measure Section 11 provides relief for deferred settlement trading of ASX quoted products following certain corporate actions such as IPOs and rights issues expiry continue until ASIC Instrument 2018/745 sunsets on 1 October 2028 source https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-7 · dated December 2021
`trading_controls`Market-wide trading constraints and intervention powers	control Trading halt (Listing Rule 17.1) detail A trading halt can only be granted for a maximum period of two trading days; back-to-back halts up to four trading days only for accelerated capital raisings control Halts imposed by ASX on receipt of market sensitive announcements control Regulatory halts imposed by ASX in cases of extreme trading control Cross-market coordination detail Under Part 6.1 of the ASIC Market Integrity Rules (Competition in Exchange Markets) 2011, ASX must notify other licensed market operators quoting the security of a trading suspension, and they must take corresponding action source https://www.asx.com.au/documents/rules/gn16_trading_halts.pdf · dated 6 August 2018
`market_calendar`Authoritative calendars and exceptional closures	ASX trading hours and calendars hub: ASX Trade calendar (cash market and derivatives), expiry calendar, 2026 settlement calendar (PDF), 2026 reporting dates calendar for listed entities (PDF) source https://www.asx.com.au/markets/market-resources/trading-hours-calendar · dated not found
`halts_sources`Official halt and suspension sources with scope	name ASX Listing Rules Guidance Note 16 Trading Halts and Voluntary Suspensions scope Trading halts under Listing Rule 17.1 and voluntary suspensions under Listing Rule 17.2; halts on market sensitive announcements; regulatory halts in extreme trading url https://www.asx.com.au/documents/rules/gn16_trading_halts.pdf name ASX Listing Rules Chapter 17 Trading halts, suspension, removal url https://www.asx.com.au/documents/rules/Chapter17.pdf source https://www.asx.com.au/documents/rules/gn16_trading_halts.pdf · dated 6 August 2018
`identifiers`Security and entity identifier conventions and validation sources	company_identifier ACN (ASIC gives company ACN on registration, Corporations Act 2001 s118) source https://www.legislation.gov.au/C2004A00818/latest · dated 19 September 2026
`isin_prefix`ISIN prefix information and its limits as a jurisdiction indicator	AU - "ASX is the National Numbering Agency (NNA) for Australia"; APIR Systems Limited allocates for Australian unlisted collective investment products on ASX's behalf source https://www.asx.com.au/markets/market-resources/isin-services · dated not found
`lei_requirements`Legal Entity Identifier requirements and authoritative lookup references	LEI issued by any GLEIF-accredited LEI issuer accredited for the entity's jurisdiction; "Legal entities are not limited to using an LEI Issuer domiciled in its own country". No Australia-specific issuer name read on an official page. source https://www.gleif.org/en/about-lei/get-an-lei-find-lei-issuing-organizations · dated not found
`settlement`Settlement cycles by instrument and venue, exceptions and transition dates	instrument ASX quoted securities (new issues) cycle normal T+2 basis note First settlement date of trades conducted on a deferred settlement basis and on a normal T+2 basis is two business days after trading starts on a normal T+2 basis (3 business days after the issue date) source https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf · dated 5 June 2021
`clearing_and_custody`Clearing, depository, custody and asset-protection frameworks	not found
`corporate_actions`Rights, elections, notices and procedural deadlines	event bonus issue rule record date must be at least 4 business days from the announcement date (day 0); ex date is one business day before the record date event standard pro rata issue rule record date must be at least 3 business days from the announcement date (day 0) event entitlement offer closing rule Offers close at 5pm on this day. The date must be at least 7 business days after the entity announces that the offer documents have been sent to holders. event extension of offer closing date rule At least 3 business days' notice must be given; notification before noon (Sydney time) event renounceable issue rights trading rule rights trading ends at the close of trading 5 business days before the applications closing date event non-renounceable offer rule Listing rule 7.11.3 requires that non-renounceable offers must not exceed a ratio of 1:1 source https://www.asx.com.au/content/dam/asx/documents/unlinked-docs/compliance/updated-appendix-3b.pdf · dated 5 June 2021
`retail_access`Retail distribution limits, access restrictions and safeguards	regime Design and distribution obligations, Pt 7.8A Corporations Act effective 5 October 2021 requirement issuers must prepare a target market determination (TMD) and make it publicly available before distribution; distributors must not engage in retail product distribution conduct unless a TMD has been made or is not required; issuers and distributors must take reasonable steps so distribution is consistent with the TMD exclusions MySuper products; margin lending facilities; most ordinary shares; securities issued under an employee share scheme; other products prescribed by the Corporations Regulations significant_dealings notify ASIC (issuer) or the issuer (distributor) as soon as practicable (within 10 business days) source https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf · dated September 2024
`tax_at_source`Withholding regimes by income, instrument and recipient category; relief conditions	not found
`fees_and_levies`Transaction taxes, statutory levies and relevant charges	not found
`recordkeeping`Retention, evidence, format and reconstruction requirements	obligation A distributor must keep complete and accurate records of distribution information includes the number of complaints received about a product information specified by the issuer in the TMD legal_basis s994F(3) source https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf · dated September 2024
`complaints_and_redress`Complaint, escalation and redress routes	not found
`effective_changes`Enacted, proposed and transitional changes, kept distinguishable	status enacted change Design and distribution obligations in Pt 7.8A of the Corporations Act effective 5 October 2021 status transitional change originally scheduled to commence on 5 April 2021; ASIC provided a temporary exemption for six months (ASIC Corporations (Deferral of Design and Distribution Obligations) Instrument 2020/486) status guidance update change RG 274 issued September 2024; previous version issued December 2020 source https://download.asic.gov.au/media/etgm1amc/rg274-published-10-september-2024.pdf · dated September 2024

chapter au.chapter.v24 · sm-eco-10060.org/market/au/

ACM-68000 (Agent Clearance Manifest) signals

Signal	Reading	Boundary
ACM-200	Cleared	The specified read or action has cleared the applicable registered checks in the stated context.
ACM-403	Restricted or halted	Evidence establishes a restriction or an applicable halt under the selected revision.
ACM-404	Not on the register	The named lookup target is absent from the identified register. This establishes neither global absence nor prohibition.
ACM-451	Read the filing	The binding requires the identified filing or source to be read before a conclusion or a progression.

Machine surfaces

/protocol.json · /signals.json · /nodes.json · /health.json · /dataset.jsonld · /llms.txt · /index.md · /auth.md · /.well-known/agent-card.json · /.well-known/ai-catalog.json · /.well-known/api-catalog · /.well-known/acm-68000.json · /.well-known/security.txt